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Emilio Enrique Rivera

Fortis Capital Advisors, LLC

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About Emilio Enrique Rivera

Emilio Enrique Rivera is a financial advisor with Fortis Capital Advisors, LLC. Emilio is a Registered Investment Advisor (RIA) and has been in the industry for over 22 years. Emilio is licensed in New York. Emilio is an experienced financial advisor who provides a wide range of financial services to individual and institutional clients. Emilio has experience in portfolio management, financial planning, and retirement planning. Emilio is also a licensed insurance agent and can help clients with their insurance needs. Emilio is committed to helping clients reach their financial goals.

Firm Information

Emilio Rivera is currently registered with Fortis Capital Advisors, LLC. Fortis Capital Advisors, LLC is a registered investment advisor headquartered in Prairie Village, Kansas. With over 30 professionals, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services for individuals, businesses, and pension and profit-sharing plans. They manage over $630 million in assets for 1,579 clients, including high-net-worth individuals and corporations.
Fortis Capital Advisors, LLC

7301 MISSION ROAD

PRAIRIE VILLAGE, KS 66208

$630.58M

Assets Under Management

8

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Emilio Rivera’s Registration & Firm History

NY

08/02/2024 - Present

Fortis Capital Advisors, LLC (Staten Island NY)

NY

05/20/2019 - 07/19/2024

MML INVESTORS SERVICES, LLC (New York NY)

NY

02/03/2017 - 05/24/2019

NYLIFE SECURITIES LLC (NEW YORK NY)

NJ

05/12/2015 - 01/18/2017

AXA ADVISORS, LLC (EDISON NJ)

NY

11/20/2012 - 04/01/2015

SANTANDER SECURITIES LLC (New York NY)

NY

10/01/2012 - 11/16/2012

J.P. MORGAN SECURITIES LLC (BROOKLYN NY)

NY

07/27/2006 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)

NY

10/28/2003 - 07/21/2006

METLIFE SECURITIES INC. (STATEN ISLAND NY)

NY

10/28/2003 - 07/21/2006

METROPOLITAN LIFE INSURANCE COMPANY (STATEN ISLAND NY)

NY

07/08/2002 - 07/03/2003

MONY SECURITIES CORPORATION (NEW YORK NY)

MA

05/24/2001 - 07/10/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/24/2001 - 07/10/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

02/07/2001 - 04/30/2001

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

01/18/2001 - 02/09/2001

ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/10/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/24/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/19/2010

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 04/27/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Emilio Enrique Rivera. Review regulatory record here.
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