Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emilie? Claim Your ProfileEmilie Mercer is a financial advisor with over 20 years of experience in the industry. Emilie is registered with Wells Fargo Clearing Services, LLC and has offices in Myrtle Beach, SC and Charleston, SC. Emilie previously worked at MORGAN STANLEY in La Jolla, CA and CITIGROUP GLOBAL MARKETS INC. in San Diego, CA. Emilie is a Series 66, Series 7, Series 9, Series 10 and SIE licensed advisor. Emilie has a broad range of experience, including financial planning, portfolio management for businesses and individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/26/2015 - Present
Wells Fargo Clearing Services, LLC (MYRTLE BEACH SC)
CA
06/01/2009 - 10/27/2014
MORGAN STANLEY (LA JOLLA CA)
CA
05/18/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
MN
01/27/2004 - 05/21/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BOTH
Issued 04/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/12/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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