Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emilia? Claim Your ProfileEmilia Gale is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Emilia has been in the financial services industry since 1994 and holds Series 7, 63, and 65 licenses. Emilia has experience working with various clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. In addition to her experience, Emilia is registered in 30 states for securities and in 2 states for investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/21/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ISELIN NJ)
NJ
06/01/2009 - 05/17/2010
MORGAN STANLEY SMITH BARNEY (BEDMINSTER NJ)
NJ
10/06/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEDMINSTER NJ)
NJ
06/06/1994 - 10/11/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WARREN NJ)
BC
Issued 02/03/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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