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Emil Werner Sigmund

Scotia Capital (usa) Inc.

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About Emil Werner Sigmund

Emil Sigmund is a financial professional currently registered with Scotia Capital (usa) Inc. Emil has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Emil's most recent registration began on November 14, 2023. Emil has been in the financial services industry since November 13, 2023.

Firm Information

Emil Sigmund is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emil Sigmund’s Registration & Firm History

NY

11/14/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emil Werner Sigmund.
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