Unclaimed
Emil Wolmut is an experienced financial professional with over 20 years of experience in the industry. Emil is currently a Registered Representative at Robert W. Baird & Co. Inc. Emil has also held positions at Nomura Securities International, Inc. and Credit Suisse Securities (USA) LLC. Emil provides investment advice and services to individuals, businesses, and institutions. Emil holds the Series 3, 7, 63 and SIE licenses. Emil is registered with the state of South Carolina as well as 51 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
SC
10/11/2016 - Present
Robert W. Baird & Co. Inc. (Charleston SC)
NY
12/11/2012 - 10/12/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
CA
05/04/2001 - 09/06/2011
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NY
10/14/1997 - 09/01/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 10/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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