Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emi? Claim Your ProfileEmi Mori George is an active investment advisor representative with Morgan Stanley. Emi has been in the industry since 2001 and is licensed in 51 states and 2 jurisdictions. Emi holds a Series 3, 7, 9, 10, 63 and 65 license. Emi has been with Morgan Stanley since 2011, previously working with MORGANS STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LASALLE ST SECURITIES, L.L.C., and SALOMON SMITH BARNEY INC.. Emi is a registered representative for Morgan Stanley and provides investment advice to individuals, high-net-worth individuals, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Emi provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses, individuals, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
HI
02/24/2020 - Present
Morgan Stanley (KAHULUI HI)
HI
06/01/2009 - 05/03/2010
MORGAN STANLEY SMITH BARNEY (KAHULUI HI)
HI
01/10/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KAHULUI HI)
IL
07/24/2001 - 12/31/2001
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
07/26/1999 - 12/06/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 12/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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