Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emerson? Claim Your ProfileEmerson Matthews Brown is a financial advisor at Raymond James & Associates, Inc. Emerson has over 9 years of experience in the financial industry. Emerson holds the Series 63, Series 65, Series 7, and SIE licenses. Emerson also holds the Certified Financial Planner designation. Emerson is registered to provide investment advisory services in Alabama, Arizona, California, Colorado, Florida, Georgia, Louisiana, Massachusetts, Mississippi, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, and West Virginia. Emerson has previously worked at Truist Investment Services, Inc. and Brown Associates, Inc. Emerson is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/26/2022 - Present
Raymond James & Associates, Inc. (CHATTANOOGA TN)
TN
04/11/2017 - 06/15/2021
TRUIST INVESTMENT SERVICES, INC. (CHATTANOOGA TN)
TN
01/20/2016 - 04/07/2017
BROWN ASSOCIATES, INC. (CHATTANOOGA TN)
BC
Issued 02/11/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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