Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emerson? Claim Your ProfileEmerson Laframboise Verrier is a financial advisor who has been in the industry since January 5, 2022. Emerson is currently registered with Goldman Sachs & Co. LLC and previously worked at J.P. Morgan Securities LLC, UBS Financial Services Inc., and Investment Planners, Inc. Emerson holds the Series 66, Series 79TO, SIE, Series 79, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
01/29/2024 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
TX
07/26/2018 - 05/07/2019
J.P. MORGAN SECURITIES LLC (DALLAS TX)
CA
10/18/2016 - 12/27/2016
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
NY
07/01/2015 - 07/30/2016
INVESTMENT PLANNERS, INC. (HUNTINGTON NY)
BOTH
Issued 07/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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