Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emerson? Claim Your ProfileEmerson Joseph Fersch is a financial advisor registered with LPL Financial LLC in CEDAR CITY, UT. Emerson Joseph Fersch has been in the financial services industry for over 30 years, having started in December of 1992. Previously, Emerson Joseph Fersch worked for SII INVESTMENTS, INC., INDEPENDENT FINANCIAL GROUP, LLC, SENTRA SECURITIES CORPORATION, UNITED PACIFIC SECURITIES, INC., MARINER FINANCIAL SERVICES, INC., and GREAT WESTERN FINANCIAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
02/18/2021 - Present
LPL Financial LLC (CEDAR CITY UT)
CA
08/01/2016 - 02/14/2018
SII INVESTMENTS, INC. (LONG BEACH CA)
CA
06/30/2014 - 08/01/2016
INDEPENDENT FINANCIAL GROUP, LLC (Long Beach CA)
CA
01/02/2003 - 07/11/2014
SII INVESTMENTS, INC. (LONG BEACH CA)
AZ
11/16/1998 - 12/31/2002
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
07/09/1997 - 11/16/1998
UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)
FL
09/12/1995 - 06/24/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
CA
12/09/1992 - 09/05/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 12/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/02/1995
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Emerson Fersch is the right advisor for you? Invested Better is here to help.
