Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emerson? Claim Your ProfileEmerson James Jones is a financial advisor with Wells Fargo Securities, LLC. Emerson has been in the financial services industry since June 23, 2002. Emerson is licensed to sell securities in North Carolina. Emerson holds several licenses including Series 7, Series 66, and Series 24, which allow Emerson to provide a wide range of investment services to clients. Prior to joining Wells Fargo Securities, LLC, Emerson worked at Carolina Investment Consulting LLC and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/17/2014 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
03/29/2011 - 10/20/2014
CAROLINAS INVESTMENT CONSULTING LLC (CHARLOTTE NC)
NC
11/23/2010 - 04/05/2011
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
05/17/2007 - 01/20/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
07/20/2007 - 05/01/2008
UST SECURITIES CORP. (CHARLOTTE NC)
NC
11/11/2005 - 02/21/2007
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
05/30/2000 - 12/01/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BOTH
Issued 06/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/27/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/31/2005
Series 4 - Registered Options Principal Examination
BC
Issued 12/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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