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Emanuel Schmalz

Blaylock VAN, LLC

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About Emanuel Schmalz

Emanuel Schmalz is a financial advisor with over 30 years of experience in the industry. Emanuel is currently registered with Blaylock VAN, LLC. Emanuel has held prior positions at BLAYLOCK & COMPANY, INC., MAXIM GROUP LLC, SOVEREIGN SECURITIES CORPORATION, LLC, UTENDAHL CAPITAL PARTNERS, L.P., MESIROW FINANCIAL, INC., TUCKER ANTHONY INCORPORATED, RODMAN & RENSHAW INC., COWEN & CO., and OPPENHEIMER & CO., INC.. Emanuel holds FINRA Series 7, Series 24, Series 63, and SIE licenses. Emanuel is registered to offer securities in California, Florida, Georgia, Illinois, Maryland, New Jersey, New York, Oregon, and Texas.

Firm Information

Emanuel Schmalz is currently registered with Blaylock VAN, LLC. Blaylock VAN, LLC is a Limited Liability Company formed on March 26, 2007. It is registered with the SEC and in 32 states.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emanuel Schmalz’s Registration & Firm History

NY

12/21/2007 - Present

Blaylock VAN, LLC (NEW YORK NY)

NY

07/30/2007 - 12/21/2007

BLAYLOCK & COMPANY, INC. (NEW YORK NY)

NY

01/10/2006 - 07/20/2007

MAXIM GROUP LLC (NEW YORK NY)

NJ

06/09/2003 - 11/08/2005

SOVEREIGN SECURITIES CORPORATION, LLC (ISELIN NJ)

NY

11/27/2001 - 02/26/2002

UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)

IL

12/22/1998 - 07/18/2001

MESIROW FINANCIAL, INC. (CHICAGO IL)

MA

12/23/1996 - 12/22/1998

TUCKER ANTHONY INCORPORATED (BOSTON MA)

IL

01/30/1993 - 12/31/1996

RODMAN & RENSHAW INC. (CHICAGO IL)

NY

06/28/1989 - 10/16/1992

COWEN & CO. (NEW YORK NY)

NA

03/25/1987 - 09/11/1990

OPPENHEIMER & CO., INC.

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Licenses & Designations

BC

Issued 07/27/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/20/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Emanuel Schmalz. Review regulatory record here.
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