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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emanuel? Claim Your ProfileEmanuel Matthew Mains is a financial advisor with UBS Financial Services Inc. Emanuel Mains has been in the industry since December 22, 1986 and has a total of 19 state registrations. Emanuel Mains is registered with FINRA and the state of Georgia as a registered representative. Emanuel Mains holds the Series 7, Series 63, and Series 65 licenses. Emanuel Mains is currently active in the state of Georgia, and has been actively registered since 2003. Emanuel Mains is also actively registered in Texas as a resident.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
07/17/1989 - Present
UBS Financial Services Inc. (ATLANTA GA)
IA
Issued 11/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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