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Emanuel James Whitlock

Brighthouse Securities, LLC

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About Emanuel James Whitlock

Emanuel James Whitlock is a registered representative with Brighthouse Securities, LLC. Emanuel holds Series 7, Series 24, and Series 63 licenses. Emanuel has been in the industry since 2016 and is currently located in Charlotte, North Carolina. Previously, Emanuel has been associated with MML Investors Services, LLC and MSI Financial Services, Inc.

Firm Information

Emanuel Whitlock is currently registered with Brighthouse Securities, LLC. Brighthouse Securities, LLC is a Limited Liability Company formed in February 2000. The firm is registered with the Securities and Exchange Commission and holds licenses to operate in all 50 U.S. states, as well as Puerto Rico and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

153

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emanuel Whitlock’s Registration & Firm History

NC

02/11/2021 - Present

Brighthouse Securities, LLC (CHARLOTTE NC)

NC

03/25/2017 - 06/04/2019

MML INVESTORS SERVICES, LLC (CHARLOTTE NC)

NC

06/10/2016 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/11/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emanuel James Whitlock.
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