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Elyse Susan Bluth

Kroll Securities LLC

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About Elyse Susan Bluth

Elyse Susan Bluth is a registered representative with Kroll Securities LLC. Elyse has been in the securities industry since September 27, 1993 and has a total of 7 state registrations. Elyse is currently registered in 7 states, including California, Illinois, Indiana, Minnesota, Missouri, New York, and Texas. Elyse has passed the Series 63, Series 79TO, SIE, and Series 7 exams. Elyse's previous employers include Lehman Brothers Kuhn Loeb Incorporated and Glickenhaus & Co.

Firm Information

Elyse Bluth is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elyse Bluth’s Registration & Firm History

IL

02/02/1996 - Present

Kroll Securities LLC (CHICAGO IL)

NA

06/29/1983 - 09/12/1983

LEHMAN BROTHERS KUHN LOEB INCORPORATED

NA

08/19/1980 - 10/08/1982

GLICKENHAUS & CO.

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Licenses & Designations

BC

Issued 02/02/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elyse Susan Bluth.
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