Unclaimed
Elyse Susan Bluth is a registered representative with Kroll Securities LLC. Elyse has been in the securities industry since September 27, 1993 and has a total of 7 state registrations. Elyse is currently registered in 7 states, including California, Illinois, Indiana, Minnesota, Missouri, New York, and Texas. Elyse has passed the Series 63, Series 79TO, SIE, and Series 7 exams. Elyse's previous employers include Lehman Brothers Kuhn Loeb Incorporated and Glickenhaus & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/02/1996 - Present
Kroll Securities LLC (CHICAGO IL)
NA
06/29/1983 - 09/12/1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
08/19/1980 - 10/08/1982
GLICKENHAUS & CO.
BC
Issued 02/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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