Unclaimed
Ely Steinfeld is a financial advisor with American Portfolios Financial Services, Inc. Ely has been in the industry since 1996 and has been registered with FINRA since 2009. Ely holds the Series 6, Series 63 and SIE licenses. Ely has been registered in California, Florida, Michigan, New Jersey, and New York. Previously, Ely was also registered with Penn Plaza Brokerage, Ltd. and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/04/2009 - Present
American Portfolios Financial Services, Inc. (NEW YORK NY)
NY
08/23/2004 - 09/03/2009
PENN PLAZA BROKERAGE, LTD. (NEW YORK NY)
NJ
11/12/1996 - 08/26/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 11/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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