Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elvis? Claim Your ProfileElvis Zuniga is a registered investment advisor representative (IAR) with Charles Schwab Investment Management, Inc.. Elvis is based in Westlake, TX and has been in the financial services industry since 2015. Elvis holds Series 63 and Series 66 licenses as well as the Series 7 and SIE exams. Elvis has experience working with various clients, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Costs
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TX
06/21/2024 - Present
Charles Schwab Investment Management, Inc. (Westlake TX)
TX
09/28/2023 - 06/28/2024
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
06/16/2023 - 09/07/2023
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
01/31/2018 - 09/07/2023
TD AMERITRADE, INC. (Westlake TX)
TX
12/20/2018 - 04/20/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
04/04/2018 - 05/21/2018
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
03/18/2016 - 10/13/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 05/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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