Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elvis? Claim Your ProfileElvis Wafula is a registered representative with ADP Broker-Dealer, Inc. Elvis has been in the financial services industry since April 29, 2018. Elvis holds the Series 6, Series 63, and SIE licenses. Elvis is licensed in 51 states. Previously, Elvis Wafula was registered with MML INVESTORS SERVICES, LLC and VALIC FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/22/2023 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
04/05/2022 - 12/31/2022
MML INVESTORS SERVICES, LLC (Iselin NJ)
NJ
11/01/2021 - 11/24/2021
VALIC FINANCIAL ADVISORS, INC. (MOUNT LAUREL NJ)
NJ
08/03/2021 - 10/05/2021
VALIC FINANCIAL ADVISORS, INC. (MOUNT LAUREL NJ)
NJ
11/19/2018 - 05/12/2021
NYLIFE SECURITIES LLC (EDISON NJ)
NJ
08/16/2017 - 10/23/2018
PRUCO SECURITIES, LLC. (MARLTON NJ)
NJ
05/17/2017 - 06/14/2017
PRUCO SECURITIES, LLC. (MARLTON NJ)
BC
Issued 09/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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