Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elvis? Claim Your ProfileElvis Herrera is a financial professional with over 20 years of experience in the industry. Elvis is currently registered with Nylife Securities LLC in Melville, NY and holds the Series 6, 63, and SIE licenses. Elvis was previously registered with HSBC Securities (USA) Inc. and HSBC Brokerage (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/02/2019 - Present
Nylife Securities LLC (MELVILLE NY)
NY
01/01/2005 - 07/18/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/28/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 09/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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