Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elvia? Claim Your ProfileElvia Ostiguin is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC. Elvia has been in the financial services industry since 2001. Elvia is licensed in 52 states and the District of Columbia to provide both securities and investment advisory services. Elvia is also licensed as an Investment Advisor Representative in Texas. Elvia specializes in financial planning, portfolio management for individuals, and selecting other advisors. Elvia has worked at several major financial firms throughout their career, including BBVA Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
10/13/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
02/24/2014 - 06/23/2014
BBVA SECURITIES INC. (DALLAS TX)
TX
07/18/2008 - 09/23/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
NY
05/29/2007 - 07/31/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/08/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
06/26/2006 - 01/25/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
09/20/2004 - 06/09/2006
BANESTO SECURITIES, INC. (NEW YORK NY)
NY
03/06/2000 - 06/15/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 10/13/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/12/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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