Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elverson? Claim Your ProfileElverson Leroy Brown is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., a broker-dealer with over 12506 licensed agents, 26251 investment advisor representatives, and 27997 registered representatives. Elverson Brown is also a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since 1999. Elverson Brown holds Series 4, 7, 9, 10, 24, 52, 53, 55, 57, and 63 licenses. Elverson Brown is licensed in 53 states. Elverson Brown is currently registered in North Carolina, South Carolina, and Texas. Elverson Brown has previously been registered with Raymond James & Associates, Inc. and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/20/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
MD
09/06/2016 - 09/28/2018
RAYMOND JAMES & ASSOCIATES, INC. (BALTIMORE MD)
MD
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
MD
01/07/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
MD
07/01/1999 - 01/05/2000
PEREMEL & CO., INC. (BALTIMORE MD)
NY
05/26/1998 - 06/16/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 07/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/18/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/19/1999
Series 4 - Registered Options Principal Examination
BC
Issued 07/01/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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