Unclaimed
Elton Wells is a financial professional with over 23 years of experience in the industry. Elton is currently registered with Natixis Securities Americas LLC and is licensed in 51 states. Prior to joining Natixis Securities Americas LLC, Elton was with NATIONAL ALLIANCE SECURITIES, LLC. Elton is a Series 7 and Series 63 licensed representative. Elton is also licensed to conduct operations in the securities industry through the Series 99TO and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/03/2020 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
01/07/2019 - 09/04/2019
NATIONAL ALLIANCE SECURITIES, LLC (New York NY)
NY
07/28/2015 - 12/27/2018
AURIGA USA, LLC (NEW YORK NY)
NY
03/25/2011 - 06/15/2015
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NY
03/31/2009 - 01/31/2011
SECONDMARKET, INC. (NEW YORK NY)
NY
05/11/2005 - 02/20/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/02/2003 - 05/03/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/22/1999 - 06/25/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
OH
02/02/1998 - 11/02/1998
BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)
BC
Issued 11/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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