Unclaimed
Elton Johnson is a financial advisor who has been in the industry since 1982. Elton has a long history with a number of firms including, Wedbush, Noble, Cooke, Inc., Blinder, Robinson & Co., Inc., and currently is registered with Amerivet Securities, Inc.. Elton offers financial planning services to individual investors and business owners, as well as pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/18/2012 - Present
Amerivet Securities, Inc. (NEW YORK NY)
IL
09/01/1995 - 02/06/1996
MOORGATE INVESTMENTS, INC. (CHICAGO IL)
MD
10/12/1993 - 10/19/1993
LAMAUTE CAPITAL INCORPORATED (CHEVY CHASE MD)
CA
06/18/1993 - 09/29/1993
ROCKEFELLER, ROTHSCHILD, & STEELE (BEVERLY HILLS CA)
CA
07/20/1992 - 09/14/1993
U. S. PACIFIC FINANCIAL SERVICES, INC. (ALHAMBRA CA)
NA
04/09/1990 - 08/09/1993
JOHNSON, MCKENNEY,CARR & COMPANY INCORPORATED
NA
11/16/1989 - 11/14/1991
NATIONAL CAPITAL INVESTMENT PARTNERS, INC.
NA
08/23/1989 - 10/30/1989
NOBLE FINANCIAL CORPORATION
NA
08/11/1988 - 11/17/1988
WAINWRIGHT SECURITIES, LTD.
NA
07/02/1986 - 06/03/1988
JOHNSON & JOUNET SECURITIES
NA
07/28/1987 - 12/15/1987
ELTON JOHNSON SECURITIES
NA
07/17/1987 - 09/11/1987
GENE MORGAN FINANCIAL
NA
02/11/1987 - 07/27/1987
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
NA
06/26/1984 - 12/03/1984
PACIFIC BROKERAGE SERVICES
NA
06/24/1983 - 06/01/1984
SECURITY PACIFIC BROKERS, INC.
NA
11/08/1981 - 04/13/1983
WEDBUSH, NOBLE, COOKE, INC
NA
12/17/1980 - 09/03/1981
KENNEDY, CABOT & CO.
NA
10/26/1977 - 07/28/1979
BLINDER, ROBINSON & CO.,INC.
IA
Issued 5/4/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/4/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 14 - Compliance Officer Examination
BC
Issued 3/22/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 2/7/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 1/31/2009
Series 24 - General Securities Principal Examination
BC
Issued 9/20/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/7/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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