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Elton Johnson

Amerivet Securities, Inc.

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About Elton Johnson

Elton Johnson is a financial advisor who has been in the industry since 1982. Elton has a long history with a number of firms including, Wedbush, Noble, Cooke, Inc., Blinder, Robinson & Co., Inc., and currently is registered with Amerivet Securities, Inc.. Elton offers financial planning services to individual investors and business owners, as well as pension consulting.

Firm Information

Elton Johnson is currently registered with Amerivet Securities, Inc.. AMERIVET SECURITIES, INC. is an investment advisor registered with the SEC and the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. The firm was formed on November 13, 2018, and has 1 registered representative and 1 investment adviser representative. The firm provides financial planning, pension consulting, and portfolio management services to individuals and families. They have a total of 6 regulatory event disclosures and 1 arbitration disclosure.
Amerivet Securities, Inc.

1155 AVENUE OF THE AMERICAS, 14TH FLOOR

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Elton Johnson’s Registration & Firm History

NY

01/18/2012 - Present

Amerivet Securities, Inc. (NEW YORK NY)

IL

09/01/1995 - 02/06/1996

MOORGATE INVESTMENTS, INC. (CHICAGO IL)

MD

10/12/1993 - 10/19/1993

LAMAUTE CAPITAL INCORPORATED (CHEVY CHASE MD)

CA

06/18/1993 - 09/29/1993

ROCKEFELLER, ROTHSCHILD, & STEELE (BEVERLY HILLS CA)

CA

07/20/1992 - 09/14/1993

U. S. PACIFIC FINANCIAL SERVICES, INC. (ALHAMBRA CA)

NA

04/09/1990 - 08/09/1993

JOHNSON, MCKENNEY,CARR & COMPANY INCORPORATED

NA

11/16/1989 - 11/14/1991

NATIONAL CAPITAL INVESTMENT PARTNERS, INC.

NA

08/23/1989 - 10/30/1989

NOBLE FINANCIAL CORPORATION

NA

08/11/1988 - 11/17/1988

WAINWRIGHT SECURITIES, LTD.

NA

07/02/1986 - 06/03/1988

JOHNSON & JOUNET SECURITIES

NA

07/28/1987 - 12/15/1987

ELTON JOHNSON SECURITIES

NA

07/17/1987 - 09/11/1987

GENE MORGAN FINANCIAL

NA

02/11/1987 - 07/27/1987

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

NA

06/26/1984 - 12/03/1984

PACIFIC BROKERAGE SERVICES

NA

06/24/1983 - 06/01/1984

SECURITY PACIFIC BROKERS, INC.

NA

11/08/1981 - 04/13/1983

WEDBUSH, NOBLE, COOKE, INC

NA

12/17/1980 - 09/03/1981

KENNEDY, CABOT & CO.

NA

10/26/1977 - 07/28/1979

BLINDER, ROBINSON & CO.,INC.

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Licenses & Designations

IA

Issued 5/4/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/4/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 4 - Registered Options Principal Examination

BC

Issued 1/2/2023

Series 14 - Compliance Officer Examination

BC

Issued 3/22/2012

Series 30 - NFA Branch Manager Examination

BC

Issued 2/7/2009

Series 27 - Financial and Operations Principal Examination

BC

Issued 1/31/2009

Series 24 - General Securities Principal Examination

BC

Issued 9/20/1991

Series 53 - Municipal Securities Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 1/2/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 1/2/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/20/2012

Series 3 - National Commodity Futures Examination

BC

Issued 12/7/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/15/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 15 public disclosures for Elton Johnson. Review regulatory record here.
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