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Elton Chan

Thrivent Investment Management Inc.

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About Elton Chan

Elton Chan is a financial professional with over 14 years of experience in the industry. Elton has been with Thrivent Investment Management Inc. since November 2014, where Elton is registered as a Registered Representative. Prior to that, Elton worked at U.S. BANCORP INVESTMENTS, INC. in Saint Paul, MN. Elton holds a Series 66 license, as well as Series 4, 53, and 24 licenses. Elton specializes in providing financial planning and portfolio management for individuals. Elton is also on the board of directors for the National Society of Compliance Professionals.

Firm Information

Elton Chan is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Elton Chan’s Registration & Firm History

MN

11/14/2014 - Present

Thrivent Investment Management Inc. (MINNEAPOLIS MN)

MN

12/15/2009 - 11/13/2014

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

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Licenses & Designations

BOTH

Issued 12/03/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/12/2012

Series 4 - Registered Options Principal Examination

BC

Issued 12/28/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/06/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elton Chan.
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