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Elsy Yahaira Mullinax

Cetera Financial Specialists LLC

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About Elsy Yahaira Mullinax

Elsy Yahaira Mullinax is a financial advisor with Cetera Financial Specialists LLC. Elsy has been in the financial services industry since 2019. Elsy has passed the Series 99TO and the Securities Industry Essentials Examination. Elsy is registered with FINRA. Elsy is located in San Diego, CA.

Firm Information

Elsy Mullinax is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elsy Mullinax’s Registration & Firm History

CA

02/14/2022 - Present

Cetera Financial Specialists LLC (SAN DIEGO CA)

CA

09/23/2019 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 08/21/2019

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2019

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elsy Yahaira Mullinax.
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