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Elsa Yi-hui Wang

Scotia Capital (usa) Inc.

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About Elsa Yi-hui Wang

Elsa Yi-hui Wang is a financial professional registered with Scotia Capital (usa) Inc. in New York, NY. Elsa Yi-hui Wang has been in the financial industry since 2019 and has a Series 63, Series 24, Series 79TO, and SIE license.

Firm Information

Elsa Wang is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elsa Wang’s Registration & Firm History

NY

07/06/2020 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

12/16/2019 - 06/29/2020

TD SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/20/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2021

Series 24 - General Securities Principal Examination

BC

Issued 12/16/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elsa Yi-hui Wang.
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