Unclaimed
Elsa Goldberg is a financial professional with over 15 years of experience in the industry. Elsa has a strong background in securities and investments, holding licenses for Series 3, 7, 24, 63 and 66. Elsa is currently registered with Franklin Distributors, LLC, and is licensed in all 50 states. Elsa's previous experience includes roles at FRANKLIN/TEMPLETON DISTRIBUTORS, INC. and UBS FINANCIAL SERVICES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/19/2021 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
02/07/2008 - 07/13/2015
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
02/12/2007 - 09/05/2007
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
BC
Issued 09/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/19/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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