Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eloy? Claim Your ProfileEloy Leal is a financial professional with over 23 years of experience in the industry. Eloy Leal has a broad range of experience working for different firms including TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, LINSCO/PRIVATE LEDGER CORP., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and GSG SECURITIES, INC. Currently, Eloy Leal is registered with Charles Schwab & CO., Inc. in both Colorado and Texas. Eloy Leal holds FINRA Series 7, 63, and 65 licenses. Eloy Leal also holds the Certified Financial Planner designation. Eloy Leal provides advisory services including Financial Planning, selection of other advisors, and wrap fee programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
07/12/2023 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
01/08/2007 - 06/14/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Denver CO)
CO
09/19/2002 - 11/28/2006
LINSCO/PRIVATE LEDGER CORP. (DENVER CO)
NJ
12/19/2000 - 07/01/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
09/17/1999 - 11/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
02/09/1999 - 04/21/1999
GSG SECURITIES, INC. (BOCA RATON FL)
IA
Issued 10/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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