Unclaimed
Eloiza Dlima is a financial professional with over 12 years of experience in the industry. Eloiza is currently registered with Deutsche Bank Securities Inc. and holds a Series 7, Series 24, Series 66, Series 99TO and SIE license. Previously, Eloiza worked at UBS Financial Services Inc., COR CLEARING LLC, ACTINVER SECURITIES, INC., SANDERS MORRIS HARRIS INC. and NEXT FINANCIAL GROUP, INC. Eloiza has experience in a variety of financial services, including investment banking and securities trading. Eloiza is also experienced in the research and analysis of equity and debt securities, as well as macro research, multi-asset research, and catalyst calls.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
01/03/2022 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
TN
01/09/2019 - 03/09/2020
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
NE
06/09/2014 - 12/04/2018
COR CLEARING LLC (OMAHA NE)
TX
07/01/2013 - 12/17/2013
ACTINVER SECURITIES, INC. (HOUSTON TX)
TX
09/02/2010 - 06/12/2013
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
TX
06/17/2009 - 09/22/2010
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
11/27/2007 - 04/01/2009
STANFORD GROUP COMPANY (HOUSTON TX)
BOTH
Issued 05/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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