Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elois? Claim Your ProfileElois Joseph is a financial advisor who has been in the industry since 2012. Elois is currently registered with Penserra Securities, LLC, and is located in Chicago, IL. She has a wide range of experience, including working with clients at Equitable Advisors, LLC and J.P. Morgan Securities LLC. Elois is a licensed Series 7 and 63 securities representative, and she also holds the Series 4, SIE, and Series 7TO exams. She is registered with the states of Connecticut and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/04/2023 - Present
Penserra Securities, LLC (CHICAGO IL)
IL
08/21/2020 - 03/09/2021
EQUITABLE ADVISORS, LLC (OAK BROOK IL)
IL
01/31/2019 - 08/17/2020
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
05/13/2008 - 02/21/2017
CTC L.L.C. (CHICAGO IL)
IL
07/13/2011 - 12/12/2013
CTC XS, LLC (CHICAGO IL)
BC
Issued 02/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2023
Series 4 - Registered Options Principal Examination
BC
Issued 07/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
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