Unclaimed
Elodie I. Johnson is a financial advisor with over 15 years of experience in the industry. She is currently registered with Raymond James Financial Services, Inc. and Raymond James & Associates, Inc. Elodie holds Series 6, 7, 24, and 63 licenses and the SIE designation. She is licensed to provide financial advice in Wisconsin. Prior to her current roles, Elodie has held positions at Northwestern Mutual Investment Services, LLC, BMO Harris Financial Advisors, Inc., AXA Advisors, LLC, and UMB Distribution Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/31/2024 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
WI
09/21/2016 - 09/02/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WAUKESHA WI)
WI
03/24/2015 - 08/22/2016
BMO HARRIS FINANCIAL ADVISORS, INC. (MILWAUKEE WI)
WI
08/27/2014 - 03/25/2015
AXA ADVISORS, LLC (MILWAUKEE WI)
WI
06/03/2014 - 08/18/2014
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
VA
10/08/2013 - 04/25/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RICHMOND VA)
WI
06/27/2007 - 08/23/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 05/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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