Unclaimed
Elmer Darrell Haynes is an active investment advisor representative registered with Charles Schwab & CO., Inc. Elmer is located in Altamonte Springs, Florida and has over 8 years of experience in the financial services industry. Prior to Charles Schwab & CO., Inc., Elmer was registered with TD AMERITRADE, INC. and THRIVENT INVESTMENT MANAGEMENT INC. Elmer has passed several professional exams including the Series 6, 7, 10, 24, 63, and 65 exams. Elmer's current registrations include: - Broker-Dealer, Florida - Investment Advisor, Florida - Investment Advisor Representative, Florida - State Broker-Dealer, in 50 other states - State Investment Advisor, in 2 other states
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
02/24/2023 - Present
Charles Schwab & CO., Inc. (Altamonte Springs FL)
MO
01/31/2018 - 02/23/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
06/27/2016 - 02/01/2018
THRIVENT INVESTMENT MANAGEMENT INC. (ST LOUIS MO)
NA
09/24/1990 - 12/31/1991
FIRST AMERICAN NATIONAL SECURITIES, INC.
IA
Issued 01/09/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/07/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/09/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/27/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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