Unclaimed
Ellyn Marie Shannon is a registered representative with Bofa Securities, Inc., specializing in investment banking. Ellyn holds a Series 79TO license and is a registered representative in North Carolina. Ellyn is also a Series 63 license holder and has passed the SIE exam. Ellyn joined Bofa Securities, Inc. on February 15, 2023. Ellyn's experience includes providing research-related services for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NC
02/15/2023 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
BC
Issued 04/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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