Unclaimed
Elly Rose Chapman is a registered investment advisor with pfs investments inc. Elly Chapman has been working in the financial industry since February 1983 and holds licenses to provide investment advisory services in Georgia and Texas. Elly Chapman is also registered to provide securities services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
06/05/2021 - Present
PFS Investments Inc. (CARROLLTON GA)
IA
Issued 08/28/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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