Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellis? Claim Your ProfileEllis W Noun is a financial professional with experience in the securities industry. Ellis has a Series 3, Series 7TO and SIE licenses. Ellis is currently registered with BGC Financial, LP in Illinois and New York. Ellis was previously registered with SUNRISE BROKERS LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2021 - Present
BGC Financial, LP (NEW YORK NY)
NY
02/27/2021 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
BC
Issued 04/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2024
Series 3 - National Commodity Futures Examination
BC
Issued 02/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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