Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellis? Claim Your ProfileEllis Ryan is a financial advisor at Regions Securities LLC. Ellis has been in the securities industry since October 11, 2017. Ellis has a Series 63 license, Series 79 license, and the SIE exam. Ellis is registered in Georgia. Prior to joining Regions Securities LLC, Ellis was with WELLS FARGO SECURITIES, LLC in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
07/22/2019 - Present
Regions Securities LLC (Atlanta GA)
NC
10/10/2017 - 07/19/2019
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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