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Ellis James Shiver

Newedge Advisors

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About Ellis James Shiver

Ellis Shiver is a financial advisor registered with Newedge Advisors. Ellis has been in the industry since 1988 and has experience in both brokerage and investment advisory services. Ellis provides financial planning, pension consulting, and portfolio management for individuals and businesses. Ellis is registered with the state of Georgia and holds the Series 3, 7, 63, and SIE licenses.

Firm Information

Ellis Shiver is currently registered with Newedge Advisors. Newedge Advisors is an investment advisor with over $10 billion in assets under management. They provide a wide range of financial planning and advisory services to individuals, businesses, charitable organizations, pension plans, and high-net-worth individuals. The firm has over 396 investment advisor representatives and 194 registered representatives located throughout the United States. Newedge Advisors also offers wrap fee programs.
Newedge Advisors

858 CAMP STREET

NEW ORLEANS, LA 70130

$18.43B

Assets Under Management

141

Total Clients

420

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ellis Shiver’s Registration & Firm History

GA

08/09/2018 - Present

Newedge Advisors (Valdosta GA)

GA

01/01/2008 - 08/25/2016

WELLS FARGO ADVISORS, LLC (VALDOSTA GA)

GA

11/21/2005 - 01/03/2008

A. G. EDWARDS & SONS, INC. (VALDOSTA GA)

NY

01/02/2002 - 12/02/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

GA

02/23/1988 - 01/02/2002

THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)

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Licenses & Designations

BC

Issued 03/04/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

BC

Issued 04/10/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ellis James Shiver. Review regulatory record here.
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