Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellis? Claim Your ProfileEllis Eugene Grossnickle is a financial advisor with over 30 years of experience in the financial services industry. Ellis has been registered with Cambridge Investment Research Advisors, Inc. since 2010. Prior to joining Cambridge, Ellis was employed by ING Financial Partners, Inc. and New England Securities. Ellis is a licensed investment advisor representative (IAR) and is registered in Colorado, Michigan, New York, Pennsylvania, and Virginia. Ellis also holds Series 6, 7, 15, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
01/05/2010 - Present
Cambridge Investment Research Advisors, Inc. (HARRISBURG PA)
PA
04/21/2005 - 12/31/2009
ING FINANCIAL PARTNERS, INC. (HARRISBURG PA)
NY
09/22/1992 - 04/06/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
07/27/1984 - 10/15/1985
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 10/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/28/1984
Series 15 - Foreign Currency Options Examination
Active
Inactive
F
FINRA
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