Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellis? Claim Your ProfileEllis Chaplin is an investment banking professional with over 10 years of experience in the financial services industry. Ellis currently works at DC Advisory, a firm specializing in providing advisory services to clients in the Washington DC area. Previously, Ellis worked at Raymond James & Associates, Inc., BB&T Securities, LLC, and Scott & Stringfellow, LLC. Ellis holds the Series 63, Series 79, and SIE licenses, as well as registrations in the District of Columbia and New York. Ellis is a valuable resource for clients seeking investment banking expertise and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
12/14/2021 - Present
DC Advisory (Washington DC DC)
VA
06/22/2015 - 12/16/2021
RAYMOND JAMES & ASSOCIATES, INC. (RESTON VA)
VA
01/02/2013 - 07/10/2015
BB&T SECURITIES, LLC (RESTON VA)
VA
11/04/2011 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RESTON VA)
BC
Issued 06/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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