Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elliott? Claim Your ProfileElliott Waterman is a registered representative with Northwestern Mutual Investment Services, LLC, and has been in the securities industry for over 4 years. Elliott holds the Series 63, Series 7TO, and SIE licenses. Elliott is registered to conduct business in 19 states including Alabama, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Idaho, Illinois, Kentucky, Michigan, Missouri, Nevada, New York, North Carolina, Ohio, Oregon, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
06/24/2019 - Present
Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)
BC
Issued 07/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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