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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elliott? Claim Your ProfileElliott Bruce Moskowitz is a financial advisor with over 40 years of experience in the industry. Currently registered with Commonwealth Financial Network, Elliott has served clients in a variety of roles, including as an advisor for Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Wheat, First Securities, Inc. Elliott's commitment to providing personalized financial advice is evident in his extensive array of services, including financial planning, pension consulting, educational seminars, and portfolio management. He has held licenses in a multitude of states, demonstrating a dedication to serving a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
01/15/2010 - Present
Commonwealth Financial Network (WILMINGTON NC)
NC
06/01/2009 - 01/27/2010
MORGAN STANLEY SMITH BARNEY (WILMINGTON NC)
NC
12/02/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WILMINGTON NC)
NC
07/20/1983 - 12/22/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 01/19/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/19/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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