Unclaimed
Elliott Becker Reid is a financial professional with a background in securities and investment. Elliott has a Series 7TO, Series 63 and SIE licenses, and is registered with the Financial Industry Regulatory Authority (FINRA) and Vanguard Marketing Corp.. Elliott is currently registered as a broker-dealer in all 50 states, as well as Puerto Rico and the Virgin Islands. Elliott has been in the financial industry since June 13, 2024 and is dedicated to providing clients with the best possible service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/14/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 07/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/20/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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