Unclaimed
Elliott Andrew Bosco is a financial advisor with UBS Securities LLC. Elliott has been in the financial services industry since January 30, 2022. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 63, Series 86, Series 87, and SIE. Elliott is registered to provide investment advice in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/31/2022 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 02/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/17/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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