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Elliott Andrew Bosco

UBS Securities LLC

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About Elliott Andrew Bosco

Elliott Andrew Bosco is a financial advisor with UBS Securities LLC. Elliott has been in the financial services industry since January 30, 2022. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 63, Series 86, Series 87, and SIE. Elliott is registered to provide investment advice in 52 states and the District of Columbia.

Firm Information

Elliott Bosco is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elliott Bosco’s Registration & Firm History

NY

01/31/2022 - Present

UBS Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2022

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/17/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Elliott Andrew Bosco.
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