Unclaimed
Elliot Wong is a registered representative with Deloitte Corporate Finance LLC. Elliot has been in the securities industry since 2007, working previously with Barclays Capital Inc.. Elliot is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, SIE, and Series 79TO licenses. Elliot is licensed in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/05/2019 - Present
Deloitte Corporate Finance LLC (CHARLOTTE NC)
NY
09/25/2007 - 09/23/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 05/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Elliot Wong is the right advisor for you? Invested Better is here to help.