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Elliot S Grossman

Dinosaur Financial Group, LLC

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About Elliot S Grossman

Elliot Grossman is a financial professional with over 15 years of experience in the securities industry. Elliot is currently registered with Dinosaur Financial Group, LLC and holds a number of licenses and designations, including Series 4, 7, 14, 24, 52TO, 55, 57TO, 63, 79TO, 99TO, and SIE. Elliot has previously worked at TZERO MARKETS and Dinosaur Financial Group, LLC.

Firm Information

Elliot Grossman is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elliot Grossman’s Registration & Firm History

NY

04/02/2021 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

NY

09/04/2020 - 04/01/2021

TZERO MARKETS (New York NY)

NY

06/29/2006 - 04/17/2019

DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/14/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/28/2014

Series 4 - Registered Options Principal Examination

BC

Issued 02/02/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/25/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Elliot S Grossman.
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