Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elliot? Claim Your ProfileElliot Parker Borge is an investment advisor representative currently registered with Northwestern Mutual Investment Services, LLC. Elliot is also a registered investment advisor in Illinois and Ohio. Elliot has been in the securities industry since September 10, 2019 and has a Series 66, Series 7TO and SIE license. Prior to joining Northwestern Mutual Investment Services, LLC, Elliot worked at First Trust Portfolios LP and First Trust Advisors LP. Elliot provides investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
09/18/2023 - Present
Northwestern Mutual Investment Services, LLC (Toledo OH)
IL
06/10/2019 - 11/10/2021
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
BOTH
Issued 06/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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