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Elliot Lawrence Knapp

Maxim Group LLC

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About Elliot Lawrence Knapp

Elliot Lawrence Knapp is a financial professional with over 20 years of experience in the industry. Elliot is currently registered with Maxim Group LLC as a Series 7 and Series 63 licensed professional. Elliot holds licenses in 18 states. Maxim Group LLC is a broker dealer firm with a national footprint.

Firm Information

Elliot Knapp is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elliot Knapp’s Registration & Firm History

NY

01/01/2004 - Present

Maxim Group LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/12/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/24/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Elliot Lawrence Knapp. Review regulatory record here.
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