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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elliot? Claim Your ProfileElliot Chang is a financial advisor with over 25 years of experience in the industry. Elliot has been registered with Wells Fargo Clearing Services, LLC since 2011. Elliot's previous experience includes roles at Wells Fargo Investments, LLC, Banc of America Investment Services, Inc., Ryan, Beck & Co., LLC., Gruntal & Co., L.L.C. and A. G. Edwards & Sons, Inc. Elliot holds Series 7 and Series 63 licenses, as well as the Series 65 license. Elliot provides financial planning and portfolio management services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/23/2014 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
03/22/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PASADENA CA)
MA
06/13/2002 - 03/23/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NJ
04/29/2002 - 07/12/2002
RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)
NY
04/14/2000 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
MO
11/12/1996 - 04/10/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
TX
01/16/1996 - 11/18/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 03/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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