linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Elliot Hough Sherer

Aegis Capital Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Elliot? Claim Your Profile

About Elliot Hough Sherer

Elliot Hough Sherer is a financial professional with over 25 years of experience in the industry. Elliot has worked for a number of firms, including Prestige Financial Center, Inc. Currently, Elliot is registered with Aegis Capital Corp., and is licensed to conduct business in 35 states. Elliot holds Series 7, Series 24 and Series 63 licenses and the SIE exam.

Firm Information

Elliot Sherer is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Elliot Sherer’s Registration & Firm History

NY

06/28/2011 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

11/03/2010 - 06/28/2011

GLOBAL ARENA CAPITAL CORP (NEW YORK NY)

NY

06/23/2006 - 11/02/2010

PRESTIGE FINANCIAL CENTER, INC. (MELVILLE NY)

NY

01/02/2004 - 06/27/2006

S.W. BACH & COMPANY (PORT WASHINGTON NY)

NY

07/15/2002 - 01/21/2004

HARRISON SECURITIES, INC. (PORT WASHINGTON NY)

NY

01/01/1997 - 07/25/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

NY

09/07/1996 - 12/18/1996

STRATTON OAKMONT INC. (LAKE SUCCESS NY)

NY

03/11/1996 - 07/24/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if Elliot Hough Sherer is right for you?

Licenses & Designations

BC

Issued 03/25/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 6 public disclosures for Elliot Hough Sherer. Review regulatory record here.
Not sure if Elliot Hough Sherer is right for you?