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Elliot Gulkowitz

Summit Securities Group LLC

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About Elliot Gulkowitz

Elliot Gulkowitz is a financial professional with over 14 years of experience in the industry. Elliot has a Series 7, Series 24, Series 27, Series 28, Series 55, Series 63, Series 57TO and SIE licenses. Currently, Elliot is registered with Summit Securities Group LLC. Elliot has previously been employed with CLEAR STREET LLC, VTRADER PRO, LLC, RAVEN SECURITIES CORP., and QUATTRO M SECURITIES INC..

Firm Information

Elliot Gulkowitz is currently registered with Summit Securities Group LLC. Summit Securities Group LLC is a Limited Liability Company formed on September 2, 2011. The firm has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elliot Gulkowitz’s Registration & Firm History

NY

06/06/2012 - Present

Summit Securities Group LLC (NEW YORK NY)

NY

04/18/2018 - 02/11/2020

CLEAR STREET LLC (New York NY)

CA

03/15/2012 - 10/31/2012

VTRADER PRO, LLC (SAN FRANCISCO CA)

NY

04/23/2009 - 02/08/2012

RAVEN SECURITIES CORP. (NEW YORK NY)

NY

06/23/2008 - 04/28/2009

QUATTRO M SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 05/13/2014

Series 24 - General Securities Principal Examination

BC

Issued 04/30/2013

Series 27 - Financial and Operations Principal Examination

BC

Issued 04/23/2009

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/18/2008

Series 25 - NYSE Trading Assistant Examination

BC

Issued 08/27/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Elliot Gulkowitz.
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