Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elliot? Claim Your ProfileElliot Fine is a financial advisor registered with Oppenheimer & Co. Inc. and has been in the industry since January 17, 1986. Elliot has been with Oppenheimer & Co. Inc. since April 14, 1999. Elliot has held previous positions with Salomon Smith Barney Inc. and Prudential Securities Incorporated. Elliot has a Series 63, Series 7, and SIE license. Elliot is registered with the state of Pennsylvania and 18 other states and has been with the firm since April 14, 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
04/14/1999 - Present
Oppenheimer & Co. Inc. (JENKINTOWN PA)
NY
07/16/1992 - 12/18/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/24/1985 - 07/21/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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